Regulation
Goldenburg Group LTD is regulated and supervised by the Cyprus Securities and Exchange Commission (CySEC) with CIF License number 242/14. The CySEC is the supervisory and regulatory authority for Investment Services firms in Cyprus and is a member of the Committee of the European Securities and Markets Authority (ESMA).
Goldenburg Group LTD is governed by all applicable EU and local regulations including the European Markets in Financial Instruments Directive (MiFID II) and the Cyprus Investment Services and Activities and Regulated Markets Law no. 87(I)/2017.
License
Goldenburg Group Limited (CIF license number 242/14), is regulated and licensed by the Cyprus Securities and Exchange Commission (CYSEC) to provide the following investment and ancillary services in relation to the financial instruments stated further below in the EU Member States and/or other Third Countries.
Investment Services
1. Reception and Transmission of orders in relation to one or more Financial Instruments
2. Execution of orders on behalf of Clients
3. Portfolio Management
4. Investment Advice
Ancillary Services
1. Safekeeping and administration of Financial Instruments for the account of Clients, including custodianship and related services such as cash/collateral management
2. Foreign exchange services where these are connected to the provision of investment services
3. Investment research and financial analysis or other forms of general recommendation relating to transactions in Financial Instruments
Financial Instruments
1. Safekeeping and administration of Financial Instruments for the account of Clients, including custodianship and related services such as cash/collateral management Transferable securities
2. Money-market instruments
3. Units in collective investment undertakings
4. Options, futures, swaps, forward rate agreements, and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices, or financial measures which may be settled physically or in cash
5. Options, futures, swaps, forward rate agreements, and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event)
6. Options, futures, swaps, and any other derivative contract relating to commodities that can be physically settled provided that they are traded on a regulated market or/and an MTF.
7. Options, futures, swaps, forwards, and any other derivative contracts relating to commodities, that can be physically settled not otherwise mentioned in point 6 of Part III and not being for commercial purposes, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, they are cleared and settled through recognized clearing houses or are subject to regular margin calls
8. Derivative instruments for the transfer of credit risk
9. Financial contracts for differences
10. Options, futures, swaps, forward rate agreements, and any other derivative contracts relating to climatic variables, freight rates, emission allowances or inflation rates or other official economic statistics that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event), as well as any other derivative contract relating to assets, rights, obligations, indices, and measures not otherwise mentioned in this Part, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, they are traded on a regulated market or an MTF, are cleared and settled through recognized clearing houses or are subject to regular margin calls. Investment research and financial analysis or other forms of general recommendation relating to transactions in Financial Instruments
